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James J. Yue, MD, Matthew E. Oetgen, MD,
Jorge J. Jaramillo-de la Torre, MD, and Rudolf Bertagnoli, MD
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BACKGROUND
The influence of lumbar endplate morphology on the clinical
and radiographic outcomes of lumbar disc arthroplasty has
not been evaluated to the best of our knowledge.
STUDY DESIGN AND OBJECTIVE
In this observational study of 80 patients, the objective
was to formulate a reproducible and valid lumbar endplate
classification system to be used in evaluating lumbar total
disc replacement patients.
METHODS
A novel vertebral endplate morphology classification
system was formulated after review of data related to 80
patients enrolled in a prospective, randomized clinical trial
in conjunction with an application for a US Food and
Drug Administration investigational device exemption.
Intraobserver and interobserver analyses of the classification
system were performed on the same 80 patients utilizing
the classification system.
RESULTS
The initial review of the radiographs revealed 5 types of
endplates: Type I (n = 82) flat endplates; Type II (n = 26)
posterior lip; Type III (n = 5) central concavity; Type IV (n =
4) anterior sloping endplate; and Type V (n = 2) combination
of Types I–IV. The intraobserver kappa was 0.66 and the
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interobserver kappa was 0.51. These kappa values indicate
"substantial" to "moderate" reproducibility, respectively.
CONCLUSIONS
In this study, we propose a lumbar endplate classification system
to be used in the preoperative assessment of patients undergoing
lumbar disc arthroplasty. The classification can function as a basis for
comparison and discussion among arthroplasty clinicians, and serve
as a possible exclusionary screening tool for disc arthroplasty. Special
consideration should be given to Type II endplates to optimize
proper positioning and functioning of a total disc replacement
(TDR) implant. Further outcome studies are warranted to assess
the clinical significance of this classification system.
The key points of our study are: (1) We present a novel lumbar
vertebral endplate classification system; (2) Five types of endplates
were identified and classified; (3) Intraobserver and interobserver
reliability were classified as substantial and moderate, respectively;
and (4) The classification system used may assist in the preoperative
evaluation of patients for total disc replacement.
LEVEL OF EVIDENCE
A systematic review of cohort studies (level 2a).

Key Words
Disc replacement, lumbar, endplate, morphology. SAS Journal. Winter 2008. 2:16–22. DOI: SASJ-2007-0118-RR
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James J. Yue, MD, Matthew E. Oetgen, MD, Jorge J. Jaramillo-de la Torre, MD, and
Rudolf Bertagnoli, MD
From the Department of Orthopaedics and Rehabilitation, Yale University School of
Medicine (Yue, Oetgen, and Jaramillo-de la Torre); and the Department of Orthopaedic
Surgery, St. Elizabeth’s Klinikum, Straubing, Germany (Bertagnoli)
Address correspondence to James J. Yue, MD, Department of Orthopaedics and
Rehabilitation, Yale University School of Medicine, P.O. Box 208071, New Haven,
CT 06520-8071 (email: james.yue@yale.edu)
This manuscript was submitted October 14, 2007, and accepted for publication
January 7, 2008.
Protocol approved by Yale Human Investigation Committee.
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